Unit 1 [Book] | ||
An Overview of the Indian Securities Market segments, Market segments and Participants, Reforms in Indian Securities markets | VIEW | |
Capital Market Concept, Role, , Functions and Importance | VIEW | |
Capital Market Components | VIEW | |
Role of Stock Exchanges; NSE, BSE | VIEW | |
Major Indicators NIFTY, SENSEX, Method of Calculations | VIEW | |
Introduction to Derivatives markets | VIEW | VIEW |
Commodity Markets | VIEW | VIEW |
Process of Listing | VIEW |
Unit 2 [Book] | |
Trading Fundamentals, Trading process, Margins, NEAT system, Order management | VIEW |
Trade Management, Block Trading, Retail Debt Market (RDM) | VIEW |
Internet broking, Wireless Application Protocol (WAP), Computer to Computer link (CTCL) facility | VIEW |
Unit 3 [Book] | |
Clearing and Settlement: Introduction, Process, Key terms, Transaction cycle, Settlement Agencies Securities and Funds settlement, Shortages handling, Risks in Settlement | VIEW |
Margin Trading | VIEW |
International securities identification number, Data and Report downloads | VIEW |
Unit 4 [Book] | |
Legal and Regulatory Framework: Legal Framework SEBI (Intermediaries) Regulations, 2008 | VIEW |
SEBI (Prohibition of Insider Trading) Regulations 1992 | VIEW |
SEBI (Prohibition of Fraudulent and Unfair Trade practices relating to Securities Market) Regulations, 2003 | VIEW |
The Depositories Act, 1996 | VIEW |
Grey Trading | VIEW |