BCOM309 Capital Market Operations GGSIPU B.COM 5th Sem Notes

Unit 1 [Book]  
An Overview of the Indian Securities Market segments, Market segments and Participants, Reforms in Indian Securities markets VIEW
Capital Market Concept, Role, , Functions and Importance VIEW
Capital Market Components VIEW
Role of Stock Exchanges; NSE, BSE VIEW
Major Indicators NIFTY, SENSEX, Method of Calculations VIEW
Introduction to Derivatives markets VIEW VIEW
Commodity Markets VIEW VIEW
Process of Listing VIEW
Unit 2 [Book]  
Trading Fundamentals, Trading process, Margins, NEAT system, Order management VIEW
Trade Management, Block Trading, Retail Debt Market (RDM) VIEW
Internet broking, Wireless Application Protocol (WAP), Computer to Computer link (CTCL) facility VIEW
Unit 3 [Book]  
Clearing and Settlement: Introduction, Process, Key terms, Transaction cycle, Settlement Agencies Securities and Funds settlement, Shortages handling, Risks in Settlement VIEW
Margin Trading VIEW
International securities identification number, Data and Report downloads VIEW
Unit 4 [Book]  
Legal and Regulatory Framework: Legal Framework SEBI (Intermediaries) Regulations, 2008 VIEW
SEBI (Prohibition of Insider Trading) Regulations 1992 VIEW
SEBI (Prohibition of Fraudulent and Unfair Trade practices relating to Securities Market) Regulations, 2003 VIEW
The Depositories Act, 1996 VIEW
Grey Trading VIEW

Leave a Reply

error: Content is protected !!