| Unit 1 Financial Markets an Overview [Book] | |
| Meaning of Financial Market | VIEW |
| Financial Market Significance in the Financial System | VIEW |
| Financial Markets in the Organized Sector | VIEW |
| Industrial Securities Market | VIEW |
| Government Securities Market | VIEW |
| Long-term Loans Market | VIEW |
| Mortgages Market | VIEW |
| Financial Guarantee Market | VIEW |
| Meaning and Structure of Money Market in India | VIEW |
| Characteristics of a Developed Money Market | VIEW |
| Significance and Defects of Indian Money Market | VIEW |
| Unit 2 [Book] | |
| Capital Market | VIEW |
| New Issue Market, Meaning and Functions | VIEW |
| Instruments of New Issues Market | VIEW |
| Players and their role in the New Issue Market, issue-pricing and Marketing | VIEW |
| Defects and Remedies of New Issue Market | VIEW |
| Unit 3 [Book] | |
| Secondary Market, Functions | VIEW |
| Role of Stock exchange | VIEW |
| Stock exchange Listing procedure and Legal requirements | VIEW |
| Public Stock Exchanges: | |
| NSE, BSE | VIEW |
| OTCEI | VIEW |
| Functionaries on Stock Exchanges: Brokers, Sub brokers, Market Makers, Jobbers, Portfolio Consultants, institutional investors | VIEW |
| Investor Protection | VIEW |
| Grievances concerning Stock Exchange Dealings and their Removal | VIEW |
| Demat Trading | VIEW |
| Unit 4 [Book] | |
| SEBI Guidelines for Primary Market | VIEW |
| SEBI Guidelines Secondary Market | VIEW |
| Protections of Investors Interest | VIEW |
| NCLT | VIEW |
| NCLAT | VIEW |