| Unit 1 [Book] | ||
| An Overview of the Indian Securities Market segments, Market segments and Participants, Reforms in Indian Securities markets | VIEW | |
| Capital Market Concept, Role, , Functions and Importance | VIEW | |
| Capital Market Components | VIEW | |
| Role of Stock Exchanges; NSE, BSE | VIEW | |
| Major Indicators NIFTY, SENSEX, Method of Calculations | VIEW | |
| Introduction to Derivatives markets | VIEW | VIEW |
| Commodity Markets | VIEW | VIEW |
| Process of Listing | VIEW | |
| Unit 2 [Book] | |
| Trading Fundamentals, Trading process, Margins, NEAT system, Order management | VIEW |
| Trade Management, Block Trading, Retail Debt Market (RDM) | VIEW |
| Internet broking, Wireless Application Protocol (WAP), Computer to Computer link (CTCL) facility | VIEW |
| Unit 3 [Book] | |
| Clearing and Settlement: Introduction, Process, Key terms, Transaction cycle, Settlement Agencies Securities and Funds settlement, Shortages handling, Risks in Settlement | VIEW |
| Margin Trading | VIEW |
| International securities identification number, Data and Report downloads | VIEW |
| Unit 4 [Book] | |
| Legal and Regulatory Framework: Legal Framework SEBI (Intermediaries) Regulations, 2008 | VIEW |
| SEBI (Prohibition of Insider Trading) Regulations 1992 | VIEW |
| SEBI (Prohibition of Fraudulent and Unfair Trade practices relating to Securities Market) Regulations, 2003 | VIEW |
| The Depositories Act, 1996 | VIEW |
| Grey Trading | VIEW |