SEBI Guidelines for VENTURE CAPITAL

SEBI amended regulations for VCFs are: (i) VCF is a fund established in the form of a trust/a company including a body corporate and registered …

SEBI Guidelines for MUTUAL FUND

Regulation of Mutual Fund in India

Depository System in securities Transaction

Need for Depository System: The trading in physical segment is full of inefficiencies due to handling of large volumes of Certificates and also involves various …

Legal Requirement, Operation of Clearing and Settlement

Trading options available in stock exchanges At present, the facility of trading and settlement in dematerialised shares is available in The Stock Exchange, Mumbai (BSE), …

SEBI Guidelines: Pre-issue Formalities- Disclosure Standards

SOME pre-issue obligations are detailed below: 5.1 The lead merchant banker shall exercise due diligence. 5.1.1  The standard of due diligence shall be such that …

SEBI Functions

We can classify the functions of SEBI into three categories:- Protective functions Developmental functions Regulatory functions Protective Functions: As the name suggests, the main focus …

SEBI: Composition, powers

Composition of SEBI The functions of sebi are carried out by a board of 9 members – 1 chairman and 8 members The chairman of …

Securities and Exchange Board of India – 1992

Reasons for the Establishment of SEBI During 1980s, there was tremendous growth in the capital market due to increasing participation of public. This led to …

Liabilities of Banker and Dishonor of Negotiable Instruments like Hundis etc.

Dishonor by non-acceptance (Section 91) A little kind of negotiable tools, i.e., bill of exchange, promissory note, or cheque may be desecrated by non-payment by …

Negotiable Instruments (NI) Act 1881: Discharge of Parties

By payment in due course Payment-in-due-course, is the payment made in good faith and in accordance with the apparent tenor of the instrument to the …

error: Content is protected !!